P&M Corporate finance, LLc's business continuity planning

P&M Corporate Finance, LLC (“the firm”) has developed a Business Continuity Plan (“the plan” or “our plan”) on how we will respond to events that significantly disrupt our business. Since the timing and impact of disasters and disruptions is unpredictable, we will have to be flexible in responding to actual events as they occur. With that in mind, we are providing you with this information on our plan.

Contacting Us— If after a significant business disruption you cannot contact us as you usually do at our main number in Southfield, MI, (248.223.3300) you should call our alternative number, 216.523.1010, or go to our web site (www.pmcf.com) for additional contact information.

Our Business Continuity Plan — We plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing our personnel to continue to service client engagements from alternate locations, if necessary. Additionally, the plan addresses: data back up and recovery; all mission critical systems; alternative communications with clients, employees, and regulators; critical supplier, contractor, and bank impact; regulatory reporting; and assuring our clients of ongoing service with regard to their corporate finance engagements. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.

Varying Disruptions — Significant business disruptions can vary in their scope, such as only our firm, a single building housing our firm, the business district where our firm is located, the city where we are located, or the whole region. Within each of these areas, the severity of the disruption can also vary from minimal to severe. In a disruption to only our firm or a building housing our firm, we will transfer our operations to a local site when needed and expect to recover and resume business within 48 hours. In a disruption affecting our business district, city, or region, we will transfer our operations to a site outside of the affected area, and recover and resume business within 48 hours. In either situation, we plan to continue in business as quickly as possible and notify you through this web site.

For more information — If you have questions about our business continuity planning or wish to receive this disclosure by mail, please send your request to:

P&M Corporate Finance, LLC
Attn: Patrick Swarz
26300 Northwestern Hwy
Southfield, MI 48037

All plans are subject to modification and will be updated promptly.

P&M Corporate finance, LLc's business continuity planning

Privacy Notice — At PMCF, we respect the personal financial privacy of all our clients and customers. It is important to realize that they have entrusted us with private personal financial information, and it is important to us that all employees and officers of PMCF know our policy concerning what we do with that information.

We collect personal financial information about our clients from the following sources:

• Information they provide to us in financial statements, correspondence and other documents completed in connection with corporate financing activities; and
• Information they provide us orally; and
• Information we receive from third parties, such as attorneys and accounts, about client financial information with us or with others.

We do not disclose any nonpublic personal financial information about our clients to anyone, except in the following circumstances:

• When required to execute transactions for their account or otherwise to provide services they have requested; or
• When they have specifically authorized us to do so in writing; or
• When permitted or required by law.

If clients decide to close their account(s) or otherwise become inactive, we will adhere to the privacy policies described in this notice.

Within our firm, we restrict access to clients’ personal financial information to the employees who need to know that information. To ensure security and confidentiality, we maintain physical, electronic, and procedural safeguards to protect the privacy of our clients.